Published: February 01, 2011
Smarsh Seeks Input from Compliance Officers on Electronic Communications Oversight
PORTLAND, Ore. - (BUSINESS WIRE) - Smarsh,
the managed service leader in secure, innovative and reliable email
archiving and compliance solutions, is conducting a survey on the
opinions of financial services compliance professionals regarding the
retention and oversight of electronic communications, including email,
instant messaging, social media, etc. The survey, open now to all
compliance professionals in the financial services industry, will help
illuminate the compliance community's attitudes toward electronic
recordkeeping, supervision and data protection obligations as detailed
in regulations such as SEC
17a-4, FINRA
3010 and 3110,
and 204-2
of the Investment Advisers Act of 1940.
With strict regulatory requirements, increased enforcement and the
exponential volume growth of electronic business communications,
governance of these multiple forms of communications is top-of-mind for
many organizations. Add to that new channels such as social media and
mobile messaging, and compliance professionals face new and greater
challenges managing the compliance risks of electronic communications.
"This survey will examine the confidence levels of those in the field
with regard to their electronic communications compliance policies,
policy enforcement procedures and their preparedness level when facing
regulatory examination," said Stephen
Marsh, founder and CEO of Smarsh. "In a day and age where
regulations are shifting, new modes of communication are being
introduced and regulatory enforcement is on the rise, this research will
give compliance officers insight into the concerns, priorities and best
practices of their peers."
Compliance professionals are encouraged to take the survey at www.smarsh.com/compliancesurvey.
For each qualified registrant, Smarsh will make a charitable donation to
the respondent's choice of four selected children's organizations. The
survey takes approximately 10 to 15 minutes to complete, and all answers
remain anonymous and will only be analyzed in aggregate. A report of the
key findings from the survey will be issued by Smarsh in spring 2011.
About Smarsh
Smarsh provides hosted solutions for archiving electronic
communications, including email, instant messaging and social media
platforms such as Facebook, LinkedIn and Twitter. Founded in 2001,
Smarsh helps more than 10,000 organizations manage and enforce flexible,
secure and cost-effective compliance and records retention strategies.
For more information, visit www.smarsh.com
or follow Smarsh at www.twitter.com/SmarshInc.

Smarsh Inc.
Ken Anderson, 503-946-6044
kanderson@smarsh.com
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